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ARC Privacy Policy

1 Privacy Notice

Privacy Policy Notice


FACTS

WHAT DOES ADVISOR RESOURCE COUNCIL DO WITH YOUR FINANCIAL INFORMATION?

Why?


Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?


The types of personal information we collect and share depends on the product or service you have with us. This information can include:


  • Social Security number and income

  • Account balances and assets

  • Transaction history

How?


All financial companies need to share customers’ personal information to perform their services and run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Advisor Resource Council chooses to share; and whether you can limit this sharing.



Reasons we can share your personal information


Does Advisor Resource Council share?


Can you limit this sharing?


For our everyday business purposes— such as to process your transactions, maintain your account(s) or respond to court orders and legal investigations


Yes


No


For our marketing purposes— to offer our products and services to you

No

We don’t share

For joint marketing with affiliates

No

We don’t share

For joint marketing with non-affiliates

No

We don’t share

For our affiliates’ everyday business purposes—

information about your transactions, accounts, etc.

Not applicable

Not applicable

For our non-affiliates’ everyday business purposes— information about your transactions, accounts, etc., as necessary

Yes

No

For our affiliates to market to you

No

We don’t share

For our non-affiliates to market to you

No

We don’t share


Questions?

Call (972) 421-1360 or RIACompliance@thearcfirm.com



Who we are

Who is providing this notice?

Advisor Resource Council

17300 North Dallas Parkway, Suite 2065

Dallas, TX 75248

What we do

How does Advisor Resource Council protect my personal information?


To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards (such as password protection or encryption) and restricting access to physical files (such as locked cabinets or building).

How does Advisor Resource Council collect my personal information?


We collect your personal information, for example, when you:

  • Open an account

  • Deposit funds

  • Seek advice about your investments

  • Enter into an investment advisory contract

  • Provide us with information about your investment or retirement portfolio or earnings

Why can’t I limit all sharing?


Federal law gives you the right to limit only:

  • Sharing for affiliates’ everyday business purposes

  • Affiliates from using your information to market to you

  • Sharing for non-affiliates to market to you


State laws and individual companies may give you additional rights to limit sharing.

What happens when I limit sharing for an account I hold jointly with someone else?


Your choice will apply to everyone on your account.



Definitions

Affiliates


Companies related by common ownership and/or control. They can be financial and nonfinancial companies.

Non-affiliates


Companies not related by common ownership and/or control. They can be financial or nonfinancial companies.

Joint marketing


A formal agreement between non-affiliated financial companies that together market financial products or service to you.


2 Privacy Notice